Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LOW, DAVID ANTONY
Chinese Name of Relevant Individual
HKMA Registration Number
AG3593
Other HKMA Registration Number(s)
AE1339
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2025 - 23 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2024 - 03 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2023 - 30 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2019 - 25 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2018 - 05 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2017 - 02 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Nov 2016 - 24 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
02 Feb 2016 - 04 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jun 2015 - 24 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2014 - 07 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jun 2014 - 05 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
04 Nov 2013 - 07 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
03 Dec 2012 - 05 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2012 - 08 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jun 2012 - 18 Jun 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 19
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LOW, DAVID ANTONY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG3593
:
Other HKMA Registration Number(s)
AE1339
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3593
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
22 Jan 2025 - 23 Jan 2025
No
AG3593
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
30 Sep 2024 - 03 Oct 2024
No
AG3593
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
29 Jun 2023 - 30 Jun 2023
No
AG3593
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
21 Mar 2019 - 25 Mar 2019
No
AG3593
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
04 Jun 2018 - 05 Jun 2018
No
AG3593
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
01 Jun 2017 - 02 Jun 2017
No
AG3593
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
23 Nov 2016 - 24 Nov 2016
No
AG3593
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
02 Feb 2016 - 04 Feb 2016
No
AG3593
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
19 Jun 2015 - 24 Jun 2015
No
AG3593
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
05 Nov 2014 - 07 Nov 2014
No
AG3593
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
03 Jun 2014 - 05 Jun 2014
No
AE1339
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
04 Nov 2013 - 07 Nov 2013
No
AE1339
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
03 Dec 2012 - 05 Dec 2012
No
AE1339
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
05 Nov 2012 - 08 Nov 2012
No
AE1339
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
15 Jun 2012 - 18 Jun 2012
No
AE1339
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
31 Oct 2011 - 03 Nov 2011
No
AE1339
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
24 Jun 2011 - 28 Jun 2011
No
AE1339
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
27 Apr 2009 - 30 Apr 2009
No
AE1339
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
27 Oct 2008 - 30 Oct 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
