Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KEN WEI
Chinese Name of Relevant Individual
HKMA Registration Number
AG3597
Other HKMA Registration Number(s)
AA4326
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2018 - 08 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Aug 2018 - 08 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2018 - 08 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Aug 2018 - 08 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2018 - 13 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Jul 2018 - 13 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2018 - 06 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Jun 2018 - 06 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2018 - 25 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 May 2018 - 25 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Apr 2018 - 20 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Apr 2018 - 20 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2018 - 21 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Mar 2018 - 21 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2018 - 01 Feb 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 66
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KEN WEI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG3597
:
Other HKMA Registration Number(s)
AA4326
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA4326
BARCLAYS BANK PLC
Type 1: dealing in securities
29 Aug 2018 - 08 Dec 2022
No
AA4326
BARCLAYS BANK PLC
Type 6: advising on corporate finance
29 Aug 2018 - 08 Dec 2022
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
07 Aug 2018 - 08 Aug 2018
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
07 Aug 2018 - 08 Aug 2018
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
10 Jul 2018 - 13 Jul 2018
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
10 Jul 2018 - 13 Jul 2018
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
01 Jun 2018 - 06 Jun 2018
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
01 Jun 2018 - 06 Jun 2018
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
18 May 2018 - 25 May 2018
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
18 May 2018 - 25 May 2018
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Apr 2018 - 20 Apr 2018
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
16 Apr 2018 - 20 Apr 2018
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Mar 2018 - 21 Mar 2018
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
14 Mar 2018 - 21 Mar 2018
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
29 Jan 2018 - 01 Feb 2018
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
29 Jan 2018 - 01 Feb 2018
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Jan 2018 - 16 Jan 2018
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
12 Jan 2018 - 16 Jan 2018
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Dec 2017 - 15 Dec 2017
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
11 Dec 2017 - 15 Dec 2017
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
13 Oct 2017 - 19 Oct 2017
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
13 Oct 2017 - 19 Oct 2017
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
25 Sep 2017 - 28 Sep 2017
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
25 Sep 2017 - 28 Sep 2017
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
13 Sep 2017 - 14 Sep 2017
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
13 Sep 2017 - 14 Sep 2017
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
31 Jul 2017 - 04 Aug 2017
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
31 Jul 2017 - 04 Aug 2017
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
10 Jul 2017 - 13 Jul 2017
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
10 Jul 2017 - 13 Jul 2017
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
27 Jun 2017 - 30 Jun 2017
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
27 Jun 2017 - 30 Jun 2017
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
16 May 2017 - 19 May 2017
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
16 May 2017 - 19 May 2017
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
18 Apr 2017 - 21 Apr 2017
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
18 Apr 2017 - 21 Apr 2017
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Mar 2017 - 09 Mar 2017
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
06 Mar 2017 - 09 Mar 2017
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Oct 2016 - 15 Oct 2016
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
12 Oct 2016 - 15 Oct 2016
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
23 Sep 2016
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
23 Sep 2016
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
13 Jan 2016 - 15 Jan 2016
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
13 Jan 2016 - 15 Jan 2016
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Sep 2015 - 16 Sep 2015
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
14 Sep 2015 - 16 Sep 2015
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
13 May 2015 - 15 May 2015
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
13 May 2015 - 15 May 2015
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Apr 2015 - 17 Apr 2015
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
16 Apr 2015 - 17 Apr 2015
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Mar 2015 - 19 Mar 2015
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
16 Mar 2015 - 19 Mar 2015
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Feb 2015 - 11 Feb 2015
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
09 Feb 2015 - 11 Feb 2015
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Nov 2014 - 07 Nov 2014
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
04 Nov 2014 - 07 Nov 2014
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Oct 2014 - 15 Oct 2014
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
12 Oct 2014 - 15 Oct 2014
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
29 Jul 2014 - 01 Aug 2014
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
29 Jul 2014 - 01 Aug 2014
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Jun 2014 - 12 Jun 2014
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
11 Jun 2014 - 12 Jun 2014
No
AG3597
BARCLAYS BANK PLC
Type 1: dealing in securities
03 Jun 2014 - 04 Jun 2014
No
AG3597
BARCLAYS BANK PLC
Type 6: advising on corporate finance
03 Jun 2014 - 04 Jun 2014
No
AA4326
BARCLAYS BANK PLC
Type 1: dealing in securities
01 Apr 2003 - 02 Apr 2007
No
AA4326
BARCLAYS BANK PLC
Type 6: advising on corporate finance
01 Apr 2003 - 02 Apr 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.