Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ASHMAN, ANDREW ROBERT
Chinese Name of Relevant Individual
HKMA Registration Number
AG3605
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jun 2018 - 08 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Jun 2018 - 08 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2018 - 12 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Mar 2018 - 12 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2018 - 02 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Jan 2018 - 02 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2018 - 12 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Jan 2018 - 12 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2017 - 16 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 Oct 2017 - 16 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2017 - 28 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Sep 2017 - 28 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2017 - 20 Jul 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 44
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ASHMAN, ANDREW ROBERT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG3605
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3605
BARCLAYS BANK PLC
Type 1: dealing in securities
28 Aug 2018
No
AG3605
BARCLAYS BANK PLC
Type 6: advising on corporate finance
28 Aug 2018
No
AG3605
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Jun 2018 - 08 Jun 2018
No
AG3605
BARCLAYS BANK PLC
Type 6: advising on corporate finance
04 Jun 2018 - 08 Jun 2018
No
AG3605
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Mar 2018 - 12 Mar 2018
No
AG3605
BARCLAYS BANK PLC
Type 6: advising on corporate finance
09 Mar 2018 - 12 Mar 2018
No
AG3605
BARCLAYS BANK PLC
Type 1: dealing in securities
29 Jan 2018 - 02 Feb 2018
No
AG3605
BARCLAYS BANK PLC
Type 6: advising on corporate finance
29 Jan 2018 - 02 Feb 2018
No
AG3605
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Jan 2018 - 12 Jan 2018
No
AG3605
BARCLAYS BANK PLC
Type 6: advising on corporate finance
08 Jan 2018 - 12 Jan 2018
No
AG3605
BARCLAYS BANK PLC
Type 1: dealing in securities
13 Oct 2017 - 16 Oct 2017
No
AG3605
BARCLAYS BANK PLC
Type 6: advising on corporate finance
13 Oct 2017 - 16 Oct 2017
No
AG3605
BARCLAYS BANK PLC
Type 1: dealing in securities
27 Sep 2017 - 28 Sep 2017
No
AG3605
BARCLAYS BANK PLC
Type 6: advising on corporate finance
27 Sep 2017 - 28 Sep 2017
No
AG3605
BARCLAYS BANK PLC
Type 1: dealing in securities
19 Jul 2017 - 20 Jul 2017
No
AG3605
BARCLAYS BANK PLC
Type 6: advising on corporate finance
19 Jul 2017 - 20 Jul 2017
No
AG3605
BARCLAYS BANK PLC
Type 1: dealing in securities
10 Jul 2017 - 12 Jul 2017
No
AG3605
BARCLAYS BANK PLC
Type 6: advising on corporate finance
10 Jul 2017 - 12 Jul 2017
No
AG3605
BARCLAYS BANK PLC
Type 1: dealing in securities
17 May 2017 - 18 May 2017
No
AG3605
BARCLAYS BANK PLC
Type 6: advising on corporate finance
17 May 2017 - 18 May 2017
No
AG3605
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Apr 2017 - 25 Apr 2017
No
AG3605
BARCLAYS BANK PLC
Type 6: advising on corporate finance
24 Apr 2017 - 25 Apr 2017
No
AG3605
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Mar 2017 - 09 Mar 2017
No
AG3605
BARCLAYS BANK PLC
Type 6: advising on corporate finance
08 Mar 2017 - 09 Mar 2017
No
AG3605
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Feb 2017 - 10 Feb 2017
No
AG3605
BARCLAYS BANK PLC
Type 6: advising on corporate finance
06 Feb 2017 - 10 Feb 2017
No
AG3605
BARCLAYS BANK PLC
Type 1: dealing in securities
13 Dec 2016 - 14 Dec 2016
No
AG3605
BARCLAYS BANK PLC
Type 6: advising on corporate finance
13 Dec 2016 - 14 Dec 2016
No
AG3605
BARCLAYS BANK PLC
Type 1: dealing in securities
20 May 2015 - 21 May 2015
No
AG3605
BARCLAYS BANK PLC
Type 6: advising on corporate finance
20 May 2015 - 21 May 2015
No
AG3605
BARCLAYS BANK PLC
Type 1: dealing in securities
18 Mar 2015 - 19 Mar 2015
No
AG3605
BARCLAYS BANK PLC
Type 6: advising on corporate finance
18 Mar 2015 - 19 Mar 2015
No
AG3605
BARCLAYS BANK PLC
Type 1: dealing in securities
23 Feb 2015 - 25 Feb 2015
No
AG3605
BARCLAYS BANK PLC
Type 6: advising on corporate finance
23 Feb 2015 - 25 Feb 2015
No
AG3605
BARCLAYS BANK PLC
Type 1: dealing in securities
03 Feb 2015 - 06 Feb 2015
No
AG3605
BARCLAYS BANK PLC
Type 6: advising on corporate finance
03 Feb 2015 - 06 Feb 2015
No
AG3605
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Nov 2014 - 07 Nov 2014
No
AG3605
BARCLAYS BANK PLC
Type 6: advising on corporate finance
05 Nov 2014 - 07 Nov 2014
No
AG3605
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Oct 2014 - 09 Oct 2014
No
AG3605
BARCLAYS BANK PLC
Type 6: advising on corporate finance
08 Oct 2014 - 09 Oct 2014
No
AG3605
BARCLAYS BANK PLC
Type 1: dealing in securities
01 Sep 2014 - 03 Sep 2014
No
AG3605
BARCLAYS BANK PLC
Type 6: advising on corporate finance
01 Sep 2014 - 03 Sep 2014
No
AG3605
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Jun 2014 - 05 Jun 2014
No
AG3605
BARCLAYS BANK PLC
Type 6: advising on corporate finance
04 Jun 2014 - 05 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.