Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KHAN, KASSER AMAN
Chinese Name of Relevant Individual
HKMA Registration Number
AG3610
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2018 - 29 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2018 - 29 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2017 - 31 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2017 - 31 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2016 - 08 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
05 Dec 2016 - 08 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2016 - 22 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2016 - 22 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2015 - 08 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2015 - 08 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
20 May 2015 - 22 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KHAN, KASSER AMAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG3610
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3610
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
23 May 2018 - 29 May 2018
No
AG3610
WESTPAC BANKING CORPORATION
Type 4: advising on securities
23 May 2018 - 29 May 2018
No
AG3610
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
21 Aug 2017
No
AG3610
WESTPAC BANKING CORPORATION
Type 4: advising on securities
21 Aug 2017
No
AG3610
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
26 Jul 2017 - 31 Jul 2017
No
AG3610
WESTPAC BANKING CORPORATION
Type 4: advising on securities
26 Jul 2017 - 31 Jul 2017
No
AG3610
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
05 Dec 2016 - 08 Dec 2016
No
AG3610
WESTPAC BANKING CORPORATION
Type 4: advising on securities
05 Dec 2016 - 08 Dec 2016
No
AG3610
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
25 Jul 2016
No
AG3610
WESTPAC BANKING CORPORATION
Type 4: advising on securities
25 Jul 2016
No
AG3610
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
18 Jan 2016 - 22 Jan 2016
No
AG3610
WESTPAC BANKING CORPORATION
Type 4: advising on securities
18 Jan 2016 - 22 Jan 2016
No
AG3610
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
07 Sep 2015 - 08 Sep 2015
No
AG3610
WESTPAC BANKING CORPORATION
Type 4: advising on securities
07 Sep 2015 - 08 Sep 2015
No
AG3610
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
20 May 2015 - 22 May 2015
No
AG3610
WESTPAC BANKING CORPORATION
Type 4: advising on securities
20 May 2015 - 22 May 2015
No
AG3610
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
05 Jun 2014 - 06 Jun 2014
No
AG3610
WESTPAC BANKING CORPORATION
Type 4: advising on securities
05 Jun 2014 - 06 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.