Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, KWAN YUI
Chinese Name of Relevant Individual
譚均鋭
HKMA Registration Number
AG3618
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Aug 2022
Is an Executive Officer? (Yes / No)
No
Capacity
FIRST VICE PRESIDENT, BRANCH MANAGER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Aug 2022
Is an Executive Officer? (Yes / No)
No
Capacity
FIRST VICE PRESIDENT, BRANCH MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 23 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 23 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2017 - 17 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2017 - 17 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Oct 2017 - 17 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2015 - 10 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2015 - 10 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2014 - 30 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2014 - 30 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
05 Jun 2014 - 30 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, KWAN YUI
:
Chinese Name of Relevant Individual
譚均鋭
:
HKMA Registration Number
AG3618
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
23 Aug 2022
No
FIRST VICE PRESIDENT, BRANCH MANAGER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
23 Aug 2022
No
FIRST VICE PRESIDENT, BRANCH MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3618
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 23 Aug 2022
No
AG3618
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 23 Aug 2022
No
AG3618
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Oct 2017 - 17 Jul 2022
No
AG3618
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Oct 2017 - 17 Jul 2022
No
AG3618
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Oct 2017 - 17 Jul 2022
No
AG3618
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jan 2015 - 10 Aug 2017
No
AG3618
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Jan 2015 - 10 Aug 2017
No
AG3618
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Jun 2014 - 30 Nov 2014
No
AG3618
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Jun 2014 - 30 Nov 2014
No
AG3618
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
05 Jun 2014 - 30 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.