Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIM, PEI SHAN GAYL
Chinese Name of Relevant Individual
HKMA Registration Number
AG3621
Other HKMA Registration Number(s)
AG3796
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2024 - 15 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2024 - 15 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2020 - 02 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Dec 2020 - 02 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2014 - 30 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2014 - 30 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2014 - 19 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2014 - 19 Jun 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIM, PEI SHAN GAYL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG3621
:
Other HKMA Registration Number(s)
AG3796
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3796
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
24 Apr 2024 - 15 Jan 2025
No
AG3796
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
24 Apr 2024 - 15 Jan 2025
No
AG3796
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
12 Dec 2020 - 02 Aug 2022
No
AG3796
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
12 Dec 2020 - 02 Aug 2022
No
AG3796
CREDIT SUISSE AG
Type 1: dealing in securities
20 Jun 2014 - 30 Jul 2020
No
AG3796
CREDIT SUISSE AG
Type 4: advising on securities
20 Jun 2014 - 30 Jul 2020
No
AG3621
CREDIT SUISSE AG
Type 1: dealing in securities
05 Jun 2014 - 19 Jun 2014
No
AG3621
CREDIT SUISSE AG
Type 4: advising on securities
05 Jun 2014 - 19 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.