Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, MIU NGA
Chinese Name of Relevant Individual
葉妙雅
HKMA Registration Number
AG3624
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2022 - 18 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2022 - 18 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2018 - 13 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2018 - 13 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2014 - 30 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2014 - 30 Jul 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, MIU NGA
:
Chinese Name of Relevant Individual
葉妙雅
:
HKMA Registration Number
AG3624
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3624
CHONG HING BANK LIMITED
Type 1: dealing in securities
22 Jan 2022 - 18 Apr 2022
No
AG3624
CHONG HING BANK LIMITED
Type 4: advising on securities
22 Jan 2022 - 18 Apr 2022
No
AG3624
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Sep 2018 - 13 Oct 2021
No
AG3624
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Sep 2018 - 13 Oct 2021
No
AG3624
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jun 2014 - 30 Jul 2017
No
AG3624
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
05 Jun 2014 - 30 Jul 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.