Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUANG, LIH-YUEH
Chinese Name of Relevant Individual
黃皪月
HKMA Registration Number
AG3628
Other HKMA Registration Number(s)
AD4965
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Oct 2021
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF CLIENT ADVISOR
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Oct 2021
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF CLIENT ADVISOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
LGT BANK AG
SFC CE number
AWF529
Business Address
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 16 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 16 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2014 - 08 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2014 - 08 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2014 - 05 Oct 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jun 2014 - 05 Oct 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2014 - 10 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2014 - 10 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jan 2012 - 06 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2007 - 06 Jun 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUANG, LIH-YUEH
:
Chinese Name of Relevant Individual
黃皪月
:
HKMA Registration Number
AG3628
:
Other HKMA Registration Number(s)
AD4965
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
16 Oct 2021
No
STAFF OF CLIENT ADVISOR
LGT BANK AG
Type 4: advising on securities
16 Oct 2021
No
STAFF OF CLIENT ADVISOR
Name of Registered Institution
SFC CE number
Business Address
LGT BANK AG
AWF529
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3628
LGT BANK AG
Type 1: dealing in securities
Since 16 Oct 2021
No
AG3628
LGT BANK AG
Type 4: advising on securities
Since 16 Oct 2021
No
AG3628
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Oct 2014 - 08 Oct 2021
No
AG3628
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Oct 2014 - 08 Oct 2021
No
AG3628
SOCIETE GENERALE BANK & TRUST
Type 1: dealing in securities
11 Jun 2014 - 05 Oct 2014
Yes
AG3628
SOCIETE GENERALE BANK & TRUST
Type 4: advising on securities
11 Jun 2014 - 05 Oct 2014
Yes
AG3628
SOCIETE GENERALE BANK & TRUST
Type 1: dealing in securities
06 Jun 2014 - 10 Jun 2014
No
AG3628
SOCIETE GENERALE BANK & TRUST
Type 4: advising on securities
06 Jun 2014 - 10 Jun 2014
No
AD4965
SOCIETE GENERALE BANK & TRUST
Type 4: advising on securities
03 Jan 2012 - 06 Jun 2014
No
AD4965
SOCIETE GENERALE BANK & TRUST
Type 1: dealing in securities
15 Aug 2007 - 06 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.