Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KAO, ANTHONY HSINHO
Chinese Name of Relevant Individual
高欣和
HKMA Registration Number
AG3644
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Feb 2022 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
08 Feb 2022 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2014 - 13 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2014 - 13 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2014 - 13 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2014 - 13 Dec 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KAO, ANTHONY HSINHO
:
Chinese Name of Relevant Individual
高欣和
:
HKMA Registration Number
AG3644
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3644
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
08 Feb 2022 - 31 Mar 2023
No
AG3644
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
08 Feb 2022 - 31 Mar 2023
No
AG3644
CITIBANK, N.A.
Type 1: dealing in securities
07 Jun 2014 - 13 Dec 2021
No
AG3644
CITIBANK, N.A.
Type 4: advising on securities
07 Jun 2014 - 13 Dec 2021
No
AG3644
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Jun 2014 - 13 Dec 2021
No
AG3644
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
07 Jun 2014 - 13 Dec 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.