Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, HIU MING
Chinese Name of Relevant Individual
劉曉明
HKMA Registration Number
AG3651
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2014 - 10 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2014 - 10 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 Jun 2014 - 10 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, HIU MING
:
Chinese Name of Relevant Individual
劉曉明
:
HKMA Registration Number
AG3651
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3651
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Jun 2014 - 10 May 2017
No
AG3651
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Jun 2014 - 10 May 2017
No
AG3651
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Jun 2014 - 10 May 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.