Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, JERRY HO TONG
Chinese Name of Relevant Individual
周浩塘
HKMA Registration Number
AG3658
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2021 - 11 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2021 - 11 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2018 - 24 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2018 - 24 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2015 - 12 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2015 - 12 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2015 - 16 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2015 - 16 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2014 - 20 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2014 - 20 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Jun 2014 - 20 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, JERRY HO TONG
:
Chinese Name of Relevant Individual
周浩塘
:
HKMA Registration Number
AG3658
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3658
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
24 Mar 2021 - 11 Dec 2024
No
AG3658
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
24 Mar 2021 - 11 Dec 2024
No
AG3658
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 May 2018 - 24 Feb 2021
No
AG3658
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 May 2018 - 24 Feb 2021
No
AG3658
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Jul 2015 - 12 Nov 2017
No
AG3658
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Jul 2015 - 12 Nov 2017
No
AG3658
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jan 2015 - 16 Jun 2015
No
AG3658
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Jan 2015 - 16 Jun 2015
No
AG3658
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Jun 2014 - 20 Nov 2014
No
AG3658
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Jun 2014 - 20 Nov 2014
No
AG3658
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Jun 2014 - 20 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.