Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MA, JIANWEI
Chinese Name of Relevant Individual
馬建偉
HKMA Registration Number
AG3659
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2017 - 30 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 May 2017 - 30 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2014 - 20 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Jun 2014 - 20 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MA, JIANWEI
:
Chinese Name of Relevant Individual
馬建偉
:
HKMA Registration Number
AG3659
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3659
BARCLAYS BANK PLC
Type 1: dealing in securities
11 May 2017 - 30 Jun 2020
No
AG3659
BARCLAYS BANK PLC
Type 6: advising on corporate finance
11 May 2017 - 30 Jun 2020
No
AG3659
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Jun 2014 - 20 Jul 2015
No
AG3659
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
10 Jun 2014 - 20 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.