Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KAN, YIN YIN
Chinese Name of Relevant Individual
HKMA Registration Number
AG3660
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2026 - 07 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
03 Feb 2026 - 07 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2025 - 25 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2025 - 25 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2025 - 22 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2025 - 22 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2024 - 29 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2024 - 29 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2023 - 27 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2023 - 27 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2023 - 18 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2023 - 18 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2019 - 31 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2019 - 31 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2019 - 27 Jun 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 24
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KAN, YIN YIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG3660
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
03 Feb 2026 - 07 Feb 2026
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
03 Feb 2026 - 07 Feb 2026
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
20 Jun 2025 - 25 Jun 2025
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
20 Jun 2025 - 25 Jun 2025
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Jan 2025 - 22 Jan 2025
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
17 Jan 2025 - 22 Jan 2025
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 Jun 2024 - 29 Jun 2024
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
26 Jun 2024 - 29 Jun 2024
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
24 Sep 2023 - 27 Sep 2023
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
24 Sep 2023 - 27 Sep 2023
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Jan 2023 - 18 Jan 2023
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
16 Jan 2023 - 18 Jan 2023
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Oct 2019 - 31 Oct 2019
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
28 Oct 2019 - 31 Oct 2019
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 Jun 2019 - 27 Jun 2019
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
21 Jun 2019 - 27 Jun 2019
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Jan 2019 - 18 Jan 2019
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
14 Jan 2019 - 18 Jan 2019
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Jun 2018 - 13 Jun 2018
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 Jun 2018 - 13 Jun 2018
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
29 Jan 2018 - 03 Feb 2018
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
29 Jan 2018 - 03 Feb 2018
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Jun 2016 - 01 Jul 2016
No
AG3660
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Jun 2014 - 13 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.