Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LU, CHIA-LIN
Chinese Name of Relevant Individual
呂家霖
HKMA Registration Number
AG3681
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
19 Feb 2019 - 22 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
02 Oct 2018 - 05 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2018 - 27 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2018 - 15 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2018 - 29 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
15 Dec 2017 - 20 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2017 - 29 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2017 - 16 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
14 Dec 2016 - 15 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2016 - 09 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2016 - 15 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
25 Nov 2015 - 26 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
02 Oct 2015 - 09 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2015 - 14 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LU, CHIA-LIN
:
Chinese Name of Relevant Individual
呂家霖
:
HKMA Registration Number
AG3681
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3681
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
19 Feb 2019 - 22 Feb 2019
No
AG3681
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
02 Oct 2018 - 05 Oct 2018
No
AG3681
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
24 Jul 2018 - 27 Jul 2018
No
AG3681
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
13 Jun 2018 - 15 Jun 2018
No
AG3681
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Mar 2018 - 29 Mar 2018
No
AG3681
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
15 Dec 2017 - 20 Dec 2017
No
AG3681
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
20 Sep 2017 - 29 Sep 2017
No
AG3681
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
13 Jun 2017 - 16 Jun 2017
No
AG3681
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
14 Dec 2016 - 15 Dec 2016
No
AG3681
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
07 Sep 2016 - 09 Sep 2016
No
AG3681
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
12 Aug 2016
No
AG3681
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
12 Jul 2016 - 15 Jul 2016
No
AG3681
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
25 Nov 2015 - 26 Nov 2015
No
AG3681
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
02 Oct 2015 - 09 Oct 2015
No
AG3681
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
10 Jul 2015 - 14 Jul 2015
No
AG3681
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
04 Oct 2014 - 07 Oct 2014
No
AG3681
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
11 Jun 2014 - 13 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.