Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AU, HO FUNG
Chinese Name of Relevant Individual
區皓豐
HKMA Registration Number
AG3729
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Nov 2015 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2014 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
16 Jun 2014 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AU, HO FUNG
:
Chinese Name of Relevant Individual
區皓豐
:
HKMA Registration Number
AG3729
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3729
HANG SENG BANK, LIMITED
Type 4: advising on securities
06 Nov 2015 - 30 Sep 2016
No
AG3729
HANG SENG BANK, LIMITED
Type 1: dealing in securities
16 Jun 2014 - 30 Sep 2016
No
AG3729
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
16 Jun 2014 - 30 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.