Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GEORGE, DAVID MATHEW
Chinese Name of Relevant Individual
HKMA Registration Number
AG3742
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2026 - 26 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2026 - 26 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2026 - 26 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2026 - 26 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jun 2024 - 14 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Feb 2024 - 01 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2023 - 17 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Feb 2023 - 11 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2019 - 04 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2019 - 16 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2018 - 22 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2018 - 23 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2018 - 21 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2018 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2017 - 14 Oct 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 21
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GEORGE, DAVID MATHEW
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG3742
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3742
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
16 Jan 2026 - 26 Jan 2026
No
AG3742
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
16 Jan 2026 - 26 Jan 2026
No
AG3742
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
16 Jan 2026 - 26 Jan 2026
No
AG3742
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
16 Jan 2026 - 26 Jan 2026
No
AG3742
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Jun 2024 - 14 Jun 2024
No
AG3742
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
29 Feb 2024 - 01 Mar 2024
No
AG3742
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Jun 2023 - 17 Jun 2023
No
AG3742
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Feb 2023 - 11 Feb 2023
No
AG3742
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
30 Apr 2019 - 04 May 2019
No
AG3742
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Feb 2019 - 16 Feb 2019
No
AG3742
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Sep 2018 - 22 Sep 2018
No
AG3742
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Jun 2018 - 23 Jun 2018
No
AG3742
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Apr 2018 - 21 Apr 2018
No
AG3742
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Jan 2018 - 28 Jan 2018
No
AG3742
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Oct 2017 - 14 Oct 2017
No
AG3742
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
29 May 2017 - 03 Jun 2017
No
AG3742
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 Jan 2017 - 14 Jan 2017
No
AG3742
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Jun 2016 - 15 Jun 2016
No
AG3742
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Feb 2016 - 20 Feb 2016
No
AG3742
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
27 Apr 2015 - 01 May 2015
No
AG3742
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Jun 2014 - 20 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.