Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, TSZ FUNG
Chinese Name of Relevant Individual
林子峯
HKMA Registration Number
AG3777
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2018 - 01 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Aug 2018 - 01 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Dec 2017 - 28 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Dec 2017 - 28 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2015 - 17 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Feb 2015 - 17 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2014 - 19 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jun 2014 - 19 Dec 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, TSZ FUNG
:
Chinese Name of Relevant Individual
林子峯
:
HKMA Registration Number
AG3777
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3777
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 Aug 2018 - 01 Jan 2021
No
AG3777
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 Aug 2018 - 01 Jan 2021
No
AG3777
DAH SING BANK, LIMITED
Type 1: dealing in securities
21 Dec 2017 - 28 Jul 2018
No
AG3777
DAH SING BANK, LIMITED
Type 4: advising on securities
21 Dec 2017 - 28 Jul 2018
No
AG3777
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Feb 2015 - 17 Aug 2016
No
AG3777
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Feb 2015 - 17 Aug 2016
No
AG3777
DAH SING BANK, LIMITED
Type 1: dealing in securities
19 Jun 2014 - 19 Dec 2014
No
AG3777
DAH SING BANK, LIMITED
Type 4: advising on securities
19 Jun 2014 - 19 Dec 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.