Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PHAN, NANG DAT
Chinese Name of Relevant Individual
HKMA Registration Number
AG3794
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Dec 2022 - 20 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2017 - 18 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2017 - 18 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2016 - 11 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2016 - 26 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Nov 2015 - 27 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2014 - 31 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2014 - 25 Jun 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PHAN, NANG DAT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG3794
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3794
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Dec 2022 - 20 Dec 2022
No
AG3794
UBS AG
Type 1: dealing in securities
11 Aug 2017 - 18 Aug 2017
No
AG3794
UBS AG
Type 4: advising on securities
11 Aug 2017 - 18 Aug 2017
No
AG3794
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 Nov 2016 - 11 Nov 2016
No
AG3794
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Feb 2016 - 26 Feb 2016
No
AG3794
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Nov 2015 - 27 Nov 2015
No
AG3794
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
27 Oct 2014 - 31 Oct 2014
No
AG3794
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
20 Jun 2014 - 25 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.