Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, JOHN CHEE-WAI
Chinese Name of Relevant Individual
HKMA Registration Number
AG3797
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Aug 2017
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF MANAGED SOLUTIONS
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
02 Sep 2017
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF MANAGED SOLUTIONS
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Aug 2017
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF MANAGED SOLUTIONS
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
02 Sep 2017
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF MANAGED SOLUTIONS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
LGT BANK AG
SFC CE number
AWF529
Business Address
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 02 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 02 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 31 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 31 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2016 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2016 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 9: asset management
Effective Period
12 Apr 2016 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2014 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2014 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 9: asset management
Effective Period
20 Jun 2014 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, JOHN CHEE-WAI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG3797
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
31 Aug 2017
No
HEAD OF MANAGED SOLUTIONS
LGT BANK AG
Type 2: dealing in futures contracts
02 Sep 2017
No
HEAD OF MANAGED SOLUTIONS
LGT BANK AG
Type 4: advising on securities
31 Aug 2017
No
HEAD OF MANAGED SOLUTIONS
LGT BANK AG
Type 5: advising on futures contracts
02 Sep 2017
No
HEAD OF MANAGED SOLUTIONS
Name of Registered Institution
SFC CE number
Business Address
LGT BANK AG
AWF529
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3797
LGT BANK AG
Type 2: dealing in futures contracts
Since 02 Sep 2017
No
AG3797
LGT BANK AG
Type 5: advising on futures contracts
Since 02 Sep 2017
No
AG3797
LGT BANK AG
Type 1: dealing in securities
Since 31 Aug 2017
No
AG3797
LGT BANK AG
Type 4: advising on securities
Since 31 Aug 2017
No
AG3797
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
12 Apr 2016 - 25 Aug 2017
No
AG3797
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
12 Apr 2016 - 25 Aug 2017
No
AG3797
UNION BANCAIRE PRIVÉE, UBP SA
Type 9: asset management
12 Apr 2016 - 25 Aug 2017
No
AG3797
COUTTS & CO AG
Type 1: dealing in securities
20 Jun 2014 - 08 Apr 2016
No
AG3797
COUTTS & CO AG
Type 4: advising on securities
20 Jun 2014 - 08 Apr 2016
No
AG3797
COUTTS & CO AG
Type 9: asset management
20 Jun 2014 - 08 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.