Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, SAU WAH CHRIST
Chinese Name of Relevant Individual
伍秀華
HKMA Registration Number
AG3816
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2017 - 09 Mar 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2017 - 09 Mar 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 9: asset management
Effective Period
19 May 2017 - 09 Mar 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
21 Jun 2014 - 09 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2014 - 18 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jun 2014 - 18 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, SAU WAH CHRIST
:
Chinese Name of Relevant Individual
伍秀華
:
HKMA Registration Number
AG3816
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3816
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
19 May 2017 - 09 Mar 2018
Yes
AG3816
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
19 May 2017 - 09 Mar 2018
Yes
AG3816
BANK OF CHINA INTERNATIONAL LIMITED
Type 9: asset management
19 May 2017 - 09 Mar 2018
Yes
AG3816
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
21 Jun 2014 - 09 Mar 2018
No
AG3816
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
21 Jun 2014 - 18 May 2017
No
AG3816
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
21 Jun 2014 - 18 May 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.