Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, TING YAN
Chinese Name of Relevant Individual
黃婷恩
HKMA Registration Number
AG3817
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2014 - 10 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jun 2014 - 10 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2014 - 09 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2014 - 09 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2014 - 09 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2014 - 09 Feb 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, TING YAN
:
Chinese Name of Relevant Individual
黃婷恩
:
HKMA Registration Number
AG3817
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3817
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jun 2014 - 10 Feb 2015
No
AG3817
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 Jun 2014 - 10 Feb 2015
No
AG3817
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
27 Jun 2014 - 09 Feb 2015
No
AG3817
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
27 Jun 2014 - 09 Feb 2015
No
AG3817
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
24 Jun 2014 - 09 Feb 2015
No
AG3817
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
24 Jun 2014 - 09 Feb 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.