Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KIT YING FIONA
Chinese Name of Relevant Individual
陳結瑩
HKMA Registration Number
AG3843
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2015 - 13 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2015 - 13 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2015 - 01 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2015 - 01 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2014 - 04 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2014 - 04 Jan 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KIT YING FIONA
:
Chinese Name of Relevant Individual
陳結瑩
:
HKMA Registration Number
AG3843
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3843
DAH SING BANK, LIMITED
Type 1: dealing in securities
15 Jul 2015 - 13 Oct 2018
No
AG3843
DAH SING BANK, LIMITED
Type 4: advising on securities
15 Jul 2015 - 13 Oct 2018
No
AG3843
DAH SING BANK, LIMITED
Type 1: dealing in securities
04 Mar 2015 - 01 Jun 2015
No
AG3843
DAH SING BANK, LIMITED
Type 4: advising on securities
04 Mar 2015 - 01 Jun 2015
No
AG3843
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
24 Jun 2014 - 04 Jan 2015
No
AG3843
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
24 Jun 2014 - 04 Jan 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
