Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, JIT MING
Chinese Name of Relevant Individual
陳日明
HKMA Registration Number
AG3856
Other HKMA Registration Number(s)
AE7905, AF1927
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Nov 2020
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR (RESEARCH)
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BARCLAYS BANK PLC
SFC CE number
AAJ160
Business Address
41/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
BARCLAYS BANK PLC
Effective Date
11 Nov 2020
Description
For Type 4 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of BARCLAYS BANK PLC not subject to a similar condition.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
Since 11 Nov 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jan 2020 - 15 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2019 - 13 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2019 - 10 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2019 - 09 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2018 - 14 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2018 - 08 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2018 - 16 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
19 Sep 2017 - 22 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2017 - 05 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2017 - 27 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2017 - 18 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
12 Dec 2016 - 15 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2016 - 23 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jun 2016 - 24 Jun 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 29
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, JIT MING
:
Chinese Name of Relevant Individual
陳日明
:
HKMA Registration Number
AG3856
:
Other HKMA Registration Number(s)
AE7905, AF1927
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BARCLAYS BANK PLC
Type 4: advising on securities
11 Nov 2020
Yes
MANAGING DIRECTOR (RESEARCH)
Name of Registered Institution
SFC CE number
Business Address
BARCLAYS BANK PLC
AAJ160
41/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
BARCLAYS BANK PLC
1
11 Nov 2020
For Type 4 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of BARCLAYS BANK PLC not subject to a similar condition.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3856
BARCLAYS BANK PLC
Type 4: advising on securities
Since 11 Nov 2020
Yes
AG3856
BARCLAYS BANK PLC
Type 4: advising on securities
10 Jan 2020 - 15 Jan 2020
No
AG3856
BARCLAYS BANK PLC
Type 4: advising on securities
09 Sep 2019 - 13 Sep 2019
No
AG3856
BARCLAYS BANK PLC
Type 4: advising on securities
03 May 2019 - 10 May 2019
No
AG3856
BARCLAYS BANK PLC
Type 4: advising on securities
04 Jan 2019 - 09 Jan 2019
No
AG3856
BARCLAYS BANK PLC
Type 4: advising on securities
07 Sep 2018 - 14 Sep 2018
No
AG3856
BARCLAYS BANK PLC
Type 4: advising on securities
04 Jun 2018 - 08 Jun 2018
No
AG3856
BARCLAYS BANK PLC
Type 4: advising on securities
12 Jan 2018 - 16 Jan 2018
No
AG3856
BARCLAYS BANK PLC
Type 4: advising on securities
19 Sep 2017 - 22 Sep 2017
No
AG3856
BARCLAYS BANK PLC
Type 4: advising on securities
30 Jun 2017 - 05 Jul 2017
No
AG3856
BARCLAYS BANK PLC
Type 4: advising on securities
21 Apr 2017 - 27 Apr 2017
No
AG3856
BARCLAYS BANK PLC
Type 4: advising on securities
13 Jan 2017 - 18 Jan 2017
No
AG3856
BARCLAYS BANK PLC
Type 4: advising on securities
12 Dec 2016 - 15 Dec 2016
No
AG3856
BARCLAYS BANK PLC
Type 4: advising on securities
20 Sep 2016 - 23 Sep 2016
No
AG3856
BARCLAYS BANK PLC
Type 4: advising on securities
17 Jun 2016 - 24 Jun 2016
No
AG3856
BARCLAYS BANK PLC
Type 4: advising on securities
11 Jan 2016 - 13 Jan 2016
No
AG3856
BARCLAYS BANK PLC
Type 4: advising on securities
21 Sep 2015 - 24 Sep 2015
No
AG3856
BARCLAYS BANK PLC
Type 4: advising on securities
11 May 2015 - 15 May 2015
No
AG3856
BARCLAYS BANK PLC
Type 4: advising on securities
13 Jan 2015 - 16 Jan 2015
No
AG3856
BARCLAYS BANK PLC
Type 4: advising on securities
14 Sep 2014 - 19 Sep 2014
No
AG3856
BARCLAYS BANK PLC
Type 4: advising on securities
25 Jun 2014 - 04 Jul 2014
No
AE7905
BARCLAYS BANK PLC
Type 4: advising on securities
29 Oct 2013 - 01 Nov 2013
No
AE7905
BARCLAYS BANK PLC
Type 4: advising on securities
24 Jun 2013 - 26 Jun 2013
No
AE7905
BARCLAYS BANK PLC
Type 4: advising on securities
16 Sep 2012 - 21 Sep 2012
No
AE7905
BARCLAYS BANK PLC
Type 4: advising on securities
08 Jul 2012 - 13 Jul 2012
No
AF1927
BARCLAYS BANK PLC
Type 4: advising on securities
04 Sep 2011 - 09 Sep 2011
No
AF1927
BARCLAYS BANK PLC
Type 4: advising on securities
11 Jul 2011 - 17 Jul 2011
No
AE7905
BARCLAYS BANK PLC
Type 4: advising on securities
03 May 2011 - 06 May 2011
No
AE7905
BARCLAYS BANK PLC
Type 4: advising on securities
05 Sep 2010 - 10 Sep 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.