Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOI, SIU KI
Chinese Name of Relevant Individual
蔡兆基
HKMA Registration Number
AG3899
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2014 - 16 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2014 - 16 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2014 - 21 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2014 - 21 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOI, SIU KI
:
Chinese Name of Relevant Individual
蔡兆基
:
HKMA Registration Number
AG3899
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3899
DAH SING BANK, LIMITED
Type 1: dealing in securities
20 Sep 2014 - 16 Sep 2015
No
AG3899
DAH SING BANK, LIMITED
Type 4: advising on securities
20 Sep 2014 - 16 Sep 2015
No
AG3899
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Jun 2014 - 21 Aug 2014
No
AG3899
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Jun 2014 - 21 Aug 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.