Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PRAKASH, ANKUR
Chinese Name of Relevant Individual
HKMA Registration Number
AG3909
Other HKMA Registration Number(s)
AE5704
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Feb 2026 - 27 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Feb 2026 - 27 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Feb 2026 - 27 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jan 2026 - 29 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jan 2026 - 29 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Jan 2026 - 29 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2015 - 03 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2015 - 03 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Mar 2015 - 03 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2015 - 20 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2015 - 20 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Jan 2015 - 20 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2014 - 17 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2014 - 17 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Oct 2014 - 17 Oct 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 30
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PRAKASH, ANKUR
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG3909
:
Other HKMA Registration Number(s)
AE5704
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Feb 2026 - 27 Feb 2026
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Feb 2026 - 27 Feb 2026
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
26 Feb 2026 - 27 Feb 2026
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jan 2026 - 29 Jan 2026
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Jan 2026 - 29 Jan 2026
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
26 Jan 2026 - 29 Jan 2026
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Mar 2015 - 03 Mar 2015
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Mar 2015 - 03 Mar 2015
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
02 Mar 2015 - 03 Mar 2015
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Jan 2015 - 20 Jan 2015
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Jan 2015 - 20 Jan 2015
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
12 Jan 2015 - 20 Jan 2015
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Oct 2014 - 17 Oct 2014
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Oct 2014 - 17 Oct 2014
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
14 Oct 2014 - 17 Oct 2014
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Aug 2014 - 02 Sep 2014
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Aug 2014 - 02 Sep 2014
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
28 Aug 2014 - 02 Sep 2014
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jul 2014
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Jul 2014
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
30 Jul 2014
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jun 2014
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Jun 2014
No
AG3909
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
30 Jun 2014
No
AE5704
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Feb 2011 - 16 Mar 2014
No
AE5704
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Feb 2011 - 16 Mar 2014
No
AE5704
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
11 Feb 2011 - 16 Mar 2014
No
AE5704
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
04 Mar 2010 - 21 Dec 2010
No
AE5704
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
04 Mar 2010 - 21 Dec 2010
No
AE5704
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 6: advising on corporate finance
04 Mar 2010 - 21 Dec 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.