Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SEUNG, PETER JI-HYUN
Chinese Name of Relevant Individual
HKMA Registration Number
AG3920
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2021 - 17 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 4: advising on securities
Effective Period
04 Dec 2021 - 17 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2019 - 31 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Jun 2016 - 31 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2014 - 31 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2015 - 26 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Feb 2015 - 26 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SEUNG, PETER JI-HYUN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG3920
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3920
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
04 Dec 2021 - 17 Jun 2022
No
AG3920
COMMONWEALTH BANK OF AUSTRALIA
Type 4: advising on securities
04 Dec 2021 - 17 Jun 2022
No
AG3920
ROYAL BANK OF CANADA
Type 4: advising on securities
16 Jan 2019 - 31 Jul 2019
No
AG3920
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
28 Jun 2016 - 31 Jul 2019
No
AG3920
ROYAL BANK OF CANADA
Type 1: dealing in securities
01 Jul 2014 - 31 Jul 2019
No
AG3920
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 1: dealing in securities
09 Feb 2015 - 26 Jul 2016
No
AG3920
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 6: advising on corporate finance
09 Feb 2015 - 26 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.