Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, CHI KWAN
Chinese Name of Relevant Individual
張芝筠
HKMA Registration Number
AG3923
Other HKMA Registration Number(s)
AD2628
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2017 - 31 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2014 - 31 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2014 - 03 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2012 - 14 Jun 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2012 - 14 Jun 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2007 - 16 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2007 - 16 Jan 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, CHI KWAN
:
Chinese Name of Relevant Individual
張芝筠
:
HKMA Registration Number
AG3923
:
Other HKMA Registration Number(s)
AD2628
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD2628
EFG BANK AG
Type 4: advising on securities
19 Aug 2017 - 31 Aug 2023
No
AD2628
EFG BANK AG
Type 1: dealing in securities
12 Jul 2014 - 31 Aug 2023
No
AG3923
EFG BANK AG
Type 1: dealing in securities
01 Jul 2014 - 03 Jul 2014
No
AD2628
FALCON PRIVATE BANK LTD.
Type 1: dealing in securities
17 Jan 2012 - 14 Jun 2014
Yes
AD2628
FALCON PRIVATE BANK LTD.
Type 4: advising on securities
17 Jan 2012 - 14 Jun 2014
Yes
AD2628
FALCON PRIVATE BANK LTD.
Type 1: dealing in securities
14 Feb 2007 - 16 Jan 2012
No
AD2628
FALCON PRIVATE BANK LTD.
Type 4: advising on securities
14 Feb 2007 - 16 Jan 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.