Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WEI, CHEN
Chinese Name of Relevant Individual
魏辰
HKMA Registration Number
AG3925
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2024 - 02 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2014 - 27 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2014 - 27 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Jul 2014 - 27 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WEI, CHEN
:
Chinese Name of Relevant Individual
魏辰
:
HKMA Registration Number
AG3925
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3925
UBS AG
Type 1: dealing in securities
28 Aug 2024 - 02 Jun 2026
No
AG3925
CREDIT SUISSE AG
Type 1: dealing in securities
01 Jul 2014 - 27 Jul 2016
No
AG3925
CREDIT SUISSE AG
Type 4: advising on securities
01 Jul 2014 - 27 Jul 2016
No
AG3925
CREDIT SUISSE AG
Type 6: advising on corporate finance
01 Jul 2014 - 27 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.