Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, WAI MAN JACQUELINE
Chinese Name of Relevant Individual
吳慧敏
HKMA Registration Number
AG3932
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2023 - 31 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2023 - 31 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Nov 2020 - 02 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Nov 2020 - 02 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Nov 2020 - 02 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2016 - 27 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2016 - 27 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2015 - 18 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2015 - 18 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jul 2014 - 21 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jul 2014 - 21 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
02 Jul 2014 - 21 Aug 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, WAI MAN JACQUELINE
:
Chinese Name of Relevant Individual
吳慧敏
:
HKMA Registration Number
AG3932
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3932
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
28 Mar 2023 - 31 Dec 2024
No
AG3932
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
28 Mar 2023 - 31 Dec 2024
No
AG3932
HANG SENG BANK, LIMITED
Type 1: dealing in securities
18 Nov 2020 - 02 Jun 2021
No
AG3932
HANG SENG BANK, LIMITED
Type 4: advising on securities
18 Nov 2020 - 02 Jun 2021
No
AG3932
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
18 Nov 2020 - 02 Jun 2021
No
AG3932
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 May 2016 - 27 Sep 2020
No
AG3932
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 May 2016 - 27 Sep 2020
No
AG3932
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Oct 2015 - 18 Apr 2016
No
AG3932
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Oct 2015 - 18 Apr 2016
No
AG3932
HANG SENG BANK, LIMITED
Type 1: dealing in securities
02 Jul 2014 - 21 Aug 2015
No
AG3932
HANG SENG BANK, LIMITED
Type 4: advising on securities
02 Jul 2014 - 21 Aug 2015
No
AG3932
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
02 Jul 2014 - 21 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.