Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SBARRO, DAVID VINCENT
Chinese Name of Relevant Individual
HKMA Registration Number
AG3935
Other HKMA Registration Number(s)
AD0647
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
FICC TRADING
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
FICC TRADING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
SFC CE number
AAK796
Business Address
55/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jul 2014 - 29 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jul 2014 - 29 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Jul 2014 - 29 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2006 - 04 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2006 - 04 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2006 - 04 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2006 - 04 Nov 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SBARRO, DAVID VINCENT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG3935
:
Other HKMA Registration Number(s)
AD0647
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
06 Aug 2024
No
FICC TRADING
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
06 Aug 2024
No
FICC TRADING
Name of Registered Institution
SFC CE number
Business Address
BANK OF AMERICA, NATIONAL ASSOCIATION
AAK796
55/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3935
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
Since 06 Aug 2024
No
AG3935
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
Since 06 Aug 2024
No
AG3935
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
02 Jul 2014 - 29 Dec 2017
No
AG3935
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
02 Jul 2014 - 29 Dec 2017
No
AG3935
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
02 Jul 2014 - 29 Dec 2017
No
AD0647
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
28 Aug 2006 - 04 Nov 2009
No
AD0647
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 4: advising on securities
28 Aug 2006 - 04 Nov 2009
No
AD0647
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
28 Aug 2006 - 04 Nov 2009
No
AD0647
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
28 Aug 2006 - 04 Nov 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.