Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAY, WEE TECK
Chinese Name of Relevant Individual
HKMA Registration Number
AG3948
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2019 - 14 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jun 2019 - 14 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2019 - 21 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2019 - 21 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2018 - 06 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2018 - 06 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jul 2018 - 27 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2018 - 27 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2018 - 14 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jun 2018 - 14 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2018 - 27 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2018 - 27 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2014 - 04 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAY, WEE TECK
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG3948
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3948
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 Jun 2019 - 14 Jun 2019
No
AG3948
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
11 Jun 2019 - 14 Jun 2019
No
AG3948
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 May 2019 - 21 May 2019
No
AG3948
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
16 May 2019 - 21 May 2019
No
AG3948
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
31 Aug 2018 - 06 Sep 2018
No
AG3948
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
31 Aug 2018 - 06 Sep 2018
No
AG3948
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
20 Jul 2018 - 27 Jul 2018
No
AG3948
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
20 Jul 2018 - 27 Jul 2018
No
AG3948
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Jun 2018 - 14 Jun 2018
No
AG3948
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 Jun 2018 - 14 Jun 2018
No
AG3948
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Feb 2018 - 27 Feb 2018
No
AG3948
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Feb 2018 - 27 Feb 2018
No
AG3948
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
03 Jul 2014 - 04 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.