Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BALI, VIMAL SURESH
Chinese Name of Relevant Individual
李偉傑
HKMA Registration Number
AG3949
Other HKMA Registration Number(s)
AF1066
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jun 2016 - 30 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2016 - 30 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2014 - 22 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2011 - 02 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2011 - 02 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BALI, VIMAL SURESH
:
Chinese Name of Relevant Individual
李偉傑
:
HKMA Registration Number
AG3949
:
Other HKMA Registration Number(s)
AF1066
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3949
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
18 Jun 2016 - 30 Jun 2023
No
AG3949
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
18 Jun 2016 - 30 Jun 2023
No
AG3949
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
03 Jul 2014 - 22 Jan 2016
No
AF1066
COUTTS & CO AG
Type 1: dealing in securities
05 May 2011 - 02 May 2014
No
AF1066
COUTTS & CO AG
Type 4: advising on securities
05 May 2011 - 02 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.