Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FUNG, SHUN WAI
Chinese Name of Relevant Individual
馮信瑋
HKMA Registration Number
AG3986
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2016 - 15 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2016 - 15 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2014 - 27 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Sep 2014 - 27 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Sep 2014 - 27 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2014 - 14 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2014 - 14 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
07 Jul 2014 - 14 Sep 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FUNG, SHUN WAI
:
Chinese Name of Relevant Individual
馮信瑋
:
HKMA Registration Number
AG3986
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3986
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jan 2016 - 15 Jan 2017
No
AG3986
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Jan 2016 - 15 Jan 2017
No
AG3986
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Sep 2014 - 27 Dec 2015
No
AG3986
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Sep 2014 - 27 Dec 2015
No
AG3986
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Sep 2014 - 27 Dec 2015
No
AG3986
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Aug 2014 - 14 Sep 2014
No
AG3986
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Jul 2014 - 14 Sep 2014
No
AG3986
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
07 Jul 2014 - 14 Sep 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.