Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, HONG YAU ZACK
Chinese Name of Relevant Individual
黃康祐
HKMA Registration Number
AG3991
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2017 - 07 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 May 2017 - 07 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2014 - 28 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2014 - 28 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, HONG YAU ZACK
:
Chinese Name of Relevant Individual
黃康祐
:
HKMA Registration Number
AG3991
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3991
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
06 May 2017 - 07 Sep 2017
No
AG3991
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
06 May 2017 - 07 Sep 2017
No
AG3991
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
08 Jul 2014 - 28 Sep 2016
No
AG3991
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
08 Jul 2014 - 28 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.