Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, SIN TUNG
Chinese Name of Relevant Individual
何羨彤
HKMA Registration Number
AG3997
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 May 2024 - 24 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 May 2024 - 24 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2017 - 11 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Oct 2017 - 11 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2015 - 04 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
19 Mar 2015 - 04 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2014 - 01 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2014 - 01 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 Jul 2014 - 01 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, SIN TUNG
:
Chinese Name of Relevant Individual
何羨彤
:
HKMA Registration Number
AG3997
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3997
DAH SING BANK, LIMITED
Type 1: dealing in securities
28 May 2024 - 24 Oct 2025
No
AG3997
DAH SING BANK, LIMITED
Type 4: advising on securities
28 May 2024 - 24 Oct 2025
No
AG3997
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
31 Oct 2017 - 11 May 2024
No
AG3997
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
31 Oct 2017 - 11 May 2024
No
AG3997
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
19 Mar 2015 - 04 May 2016
No
AG3997
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
19 Mar 2015 - 04 May 2016
No
AG3997
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Jul 2014 - 01 Mar 2015
No
AG3997
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 Jul 2014 - 01 Mar 2015
No
AG3997
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 Jul 2014 - 01 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.