Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, YU CHI
Chinese Name of Relevant Individual
林毓綺
HKMA Registration Number
AG4002
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2022 - 18 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2018 - 18 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2016 - 06 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
25 May 2016 - 06 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2014 - 10 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2014 - 10 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, YU CHI
:
Chinese Name of Relevant Individual
林毓綺
:
HKMA Registration Number
AG4002
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4002
CATHAY UNITED BANK COMPANY, LIMITED
Type 4: advising on securities
07 Dec 2022 - 18 Sep 2023
No
AG4002
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
16 May 2018 - 18 Sep 2023
No
AG4002
BANK SINOPAC
Type 1: dealing in securities
25 May 2016 - 06 Apr 2018
No
AG4002
BANK SINOPAC
Type 4: advising on securities
25 May 2016 - 06 Apr 2018
No
AG4002
BANK SINOPAC
Type 1: dealing in securities
08 Jul 2014 - 10 Mar 2015
No
AG4002
BANK SINOPAC
Type 4: advising on securities
08 Jul 2014 - 10 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.