Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, PATRICK PARK TO
Chinese Name of Relevant Individual
劉栢濤
HKMA Registration Number
AG4012
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2022 - 24 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Apr 2022 - 24 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2014 - 06 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2014 - 06 Apr 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, PATRICK PARK TO
:
Chinese Name of Relevant Individual
劉栢濤
:
HKMA Registration Number
AG4012
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4012
EFG BANK AG
Type 1: dealing in securities
28 Apr 2022 - 24 Apr 2023
No
AG4012
EFG BANK AG
Type 4: advising on securities
28 Apr 2022 - 24 Apr 2023
No
AG4012
CREDIT SUISSE AG
Type 1: dealing in securities
09 Jul 2014 - 06 Apr 2020
No
AG4012
CREDIT SUISSE AG
Type 4: advising on securities
09 Jul 2014 - 06 Apr 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.