Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, YU TSUNG
Chinese Name of Relevant Individual
羅裕充
HKMA Registration Number
AG4013
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2020 - 29 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2020 - 29 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2018 - 03 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2018 - 03 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2017 - 30 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
25 May 2017 - 30 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Dec 2014 - 03 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Dec 2014 - 03 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2014 - 30 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2014 - 30 Sep 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, YU TSUNG
:
Chinese Name of Relevant Individual
羅裕充
:
HKMA Registration Number
AG4013
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4013
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
28 Mar 2020 - 29 Jan 2021
No
AG4013
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
28 Mar 2020 - 29 Jan 2021
No
AG4013
UNITED OVERSEAS BANK LTD.
Type 1: dealing in securities
23 Mar 2018 - 03 Sep 2019
No
AG4013
UNITED OVERSEAS BANK LTD.
Type 4: advising on securities
23 Mar 2018 - 03 Sep 2019
No
AG4013
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
25 May 2017 - 30 Aug 2017
No
AG4013
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
25 May 2017 - 30 Aug 2017
No
AG4013
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Dec 2014 - 03 Aug 2016
No
AG4013
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Dec 2014 - 03 Aug 2016
No
AG4013
BANK SINOPAC
Type 1: dealing in securities
09 Jul 2014 - 30 Sep 2014
No
AG4013
BANK SINOPAC
Type 4: advising on securities
09 Jul 2014 - 30 Sep 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.