Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LOK, TSZ CHUN
Chinese Name of Relevant Individual
樂子駿
HKMA Registration Number
AG4023
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2017 - 13 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jun 2017 - 13 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Apr 2016 - 08 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Apr 2016 - 08 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2016 - 23 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2016 - 23 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2014 - 30 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2014 - 30 Nov 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LOK, TSZ CHUN
:
Chinese Name of Relevant Individual
樂子駿
:
HKMA Registration Number
AG4023
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4023
DAH SING BANK, LIMITED
Type 1: dealing in securities
10 Jun 2017 - 13 Sep 2017
No
AG4023
DAH SING BANK, LIMITED
Type 4: advising on securities
10 Jun 2017 - 13 Sep 2017
No
AG4023
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Apr 2016 - 08 Nov 2016
No
AG4023
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Apr 2016 - 08 Nov 2016
No
AG4023
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jan 2016 - 23 Feb 2016
No
AG4023
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Jan 2016 - 23 Feb 2016
No
AG4023
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Jul 2014 - 30 Nov 2015
No
AG4023
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Jul 2014 - 30 Nov 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.