Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, KAI YEE
Chinese Name of Relevant Individual
李啟怡
HKMA Registration Number
AG4024
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2020 - 22 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2019 - 07 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Dec 2019 - 07 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2019 - 26 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2019 - 26 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2018 - 17 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2018 - 17 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2017 - 04 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2017 - 04 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2015 - 05 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2015 - 05 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2014 - 31 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2014 - 31 Dec 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, KAI YEE
:
Chinese Name of Relevant Individual
李啟怡
:
HKMA Registration Number
AG4024
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4024
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Nov 2020 - 22 Jan 2021
No
AG4024
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
12 Dec 2019 - 07 May 2020
No
AG4024
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
12 Dec 2019 - 07 May 2020
No
AG4024
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
13 Jun 2019 - 26 Aug 2019
No
AG4024
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
13 Jun 2019 - 26 Aug 2019
No
AG4024
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jan 2018 - 17 Mar 2019
No
AG4024
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
27 Jan 2018 - 17 Mar 2019
No
AG4024
CHONG HING BANK LIMITED
Type 1: dealing in securities
20 Apr 2017 - 04 Oct 2017
No
AG4024
CHONG HING BANK LIMITED
Type 4: advising on securities
20 Apr 2017 - 04 Oct 2017
No
AG4024
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Mar 2015 - 05 Feb 2017
No
AG4024
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Mar 2015 - 05 Feb 2017
No
AG4024
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Jul 2014 - 31 Dec 2014
No
AG4024
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Jul 2014 - 31 Dec 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.