Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, KWOK KWAN
Chinese Name of Relevant Individual
鄧國君
HKMA Registration Number
AG4026
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2019 - 18 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2014 - 18 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2014 - 18 Aug 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, KWOK KWAN
:
Chinese Name of Relevant Individual
鄧國君
:
HKMA Registration Number
AG4026
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4026
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Apr 2019 - 18 Feb 2024
No
AG4026
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Jul 2014 - 18 Aug 2017
No
AG4026
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Jul 2014 - 18 Aug 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.