Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, HO TING
Chinese Name of Relevant Individual
李灝梃
HKMA Registration Number
AG4040
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2020 - 24 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2020 - 24 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2019 - 31 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2019 - 31 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2015 - 04 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2015 - 04 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2014 - 30 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2014 - 30 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, HO TING
:
Chinese Name of Relevant Individual
李灝梃
:
HKMA Registration Number
AG4040
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4040
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jun 2020 - 24 Oct 2021
No
AG4040
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Jun 2020 - 24 Oct 2021
No
AG4040
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 Mar 2019 - 31 Aug 2019
No
AG4040
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 Mar 2019 - 31 Aug 2019
No
AG4040
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Aug 2015 - 04 Jan 2017
No
AG4040
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Aug 2015 - 04 Jan 2017
No
AG4040
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Jul 2014 - 30 Apr 2015
No
AG4040
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Jul 2014 - 30 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.