Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ONG, CHARLIE YVELINE JEANNE
Chinese Name of Relevant Individual
HKMA Registration Number
AG4058
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2017 - 11 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2017 - 11 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2014 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2014 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ONG, CHARLIE YVELINE JEANNE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG4058
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4058
LGT BANK AG
Type 1: dealing in securities
01 May 2017 - 11 Jul 2018
No
AG4058
LGT BANK AG
Type 4: advising on securities
01 May 2017 - 11 Jul 2018
No
AG4058
ABN AMRO BANK N.V.
Type 1: dealing in securities
12 Jul 2014 - 30 Apr 2017
No
AG4058
ABN AMRO BANK N.V.
Type 4: advising on securities
12 Jul 2014 - 30 Apr 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.