Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, CHIN YEE
Chinese Name of Relevant Individual
何芊懿
HKMA Registration Number
AG4068
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
INSURANCE SERVICES, CONSUMER FINANCIAL SERVICES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
OCBC BANK (HONG KONG) LIMITED
SFC CE number
AAC083
Business Address
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2023 - 01 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2023 - 01 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2022 - 23 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2022 - 23 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2021 - 15 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2021 - 15 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Sep 2017 - 14 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2016 - 14 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2014 - 14 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Jul 2014 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, CHIN YEE
:
Chinese Name of Relevant Individual
何芊懿
:
HKMA Registration Number
AG4068
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Mar 2026
No
INSURANCE SERVICES, CONSUMER FINANCIAL SERVICES
Name of Registered Institution
SFC CE number
Business Address
OCBC BANK (HONG KONG) LIMITED
AAC083
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4068
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 07 Mar 2026
No
AG4068
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Jan 2023 - 01 Jan 2024
No
AG4068
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Jan 2023 - 01 Jan 2024
No
AG4068
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jan 2022 - 23 Oct 2022
No
AG4068
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Jan 2022 - 23 Oct 2022
No
AG4068
CREDIT SUISSE AG
Type 1: dealing in securities
04 Mar 2021 - 15 Jul 2021
No
AG4068
CREDIT SUISSE AG
Type 4: advising on securities
04 Mar 2021 - 15 Jul 2021
No
AG4068
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Sep 2017 - 14 Feb 2021
No
AG4068
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Mar 2016 - 14 Feb 2021
No
AG4068
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Jul 2014 - 14 Feb 2021
No
AG4068
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Jul 2014 - 11 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.