Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
REIT, TODD ALBERT
Chinese Name of Relevant Individual
HKMA Registration Number
AG4089
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2016 - 23 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2016 - 23 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 May 2016 - 23 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Dec 2015 - 10 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Dec 2015 - 10 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Dec 2015 - 10 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2015 - 03 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2015 - 03 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Jun 2015 - 03 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2014 - 18 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2014 - 18 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Jul 2014 - 18 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
REIT, TODD ALBERT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG4089
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4089
UBS AG
Type 1: dealing in securities
22 May 2016 - 23 May 2016
No
AG4089
UBS AG
Type 4: advising on securities
22 May 2016 - 23 May 2016
No
AG4089
UBS AG
Type 6: advising on corporate finance
22 May 2016 - 23 May 2016
No
AG4089
UBS AG
Type 1: dealing in securities
09 Dec 2015 - 10 Dec 2015
No
AG4089
UBS AG
Type 4: advising on securities
09 Dec 2015 - 10 Dec 2015
No
AG4089
UBS AG
Type 6: advising on corporate finance
09 Dec 2015 - 10 Dec 2015
No
AG4089
UBS AG
Type 1: dealing in securities
02 Jun 2015 - 03 Jun 2015
No
AG4089
UBS AG
Type 4: advising on securities
02 Jun 2015 - 03 Jun 2015
No
AG4089
UBS AG
Type 6: advising on corporate finance
02 Jun 2015 - 03 Jun 2015
No
AG4089
UBS AG
Type 1: dealing in securities
17 Jul 2014 - 18 Jul 2014
No
AG4089
UBS AG
Type 4: advising on securities
17 Jul 2014 - 18 Jul 2014
No
AG4089
UBS AG
Type 6: advising on corporate finance
17 Jul 2014 - 18 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.