Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NEWCOMBE, ROBERT ALAN
Chinese Name of Relevant Individual
HKMA Registration Number
AG4123
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2016 - 19 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2016 - 04 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Feb 2016 - 04 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2015 - 27 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2014 - 25 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2014 - 23 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NEWCOMBE, ROBERT ALAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG4123
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4123
BNP PARIBAS
Type 1: dealing in securities
01 Jul 2016 - 19 Aug 2019
No
AG4123
BNP PARIBAS
Type 1: dealing in securities
29 Apr 2016 - 04 May 2016
No
AG4123
BNP PARIBAS
Type 1: dealing in securities
26 Feb 2016 - 04 Mar 2016
No
AG4123
BNP PARIBAS
Type 1: dealing in securities
13 Jul 2015
No
AG4123
BNP PARIBAS
Type 1: dealing in securities
22 May 2015 - 27 May 2015
No
AG4123
BNP PARIBAS
Type 1: dealing in securities
23 Sep 2014 - 25 Sep 2014
No
AG4123
BNP PARIBAS
Type 1: dealing in securities
18 Jul 2014 - 23 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.