Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SARAF, ABHISHEK
Chinese Name of Relevant Individual
HKMA Registration Number
AG4145
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2018 - 14 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
23 Aug 2017 - 24 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2016 - 15 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2015 - 09 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2014 - 28 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SARAF, ABHISHEK
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG4145
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4145
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
12 Mar 2018 - 14 Mar 2018
No
AG4145
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Aug 2017 - 24 Aug 2017
No
AG4145
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
12 Jul 2016 - 15 Jul 2016
No
AG4145
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 Dec 2015 - 09 Dec 2015
No
AG4145
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
21 Jul 2014 - 28 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.