Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIU, CHUN NGONG
Chinese Name of Relevant Individual
趙俊昂
HKMA Registration Number
AG4156
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2021 - 04 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2021 - 04 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Feb 2020 - 28 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Feb 2020 - 28 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2014 - 02 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Jul 2014 - 02 Aug 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIU, CHUN NGONG
:
Chinese Name of Relevant Individual
趙俊昂
:
HKMA Registration Number
AG4156
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4156
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
28 Oct 2021 - 04 Jul 2023
No
AG4156
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
28 Oct 2021 - 04 Jul 2023
No
AG4156
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
04 Feb 2020 - 28 Sep 2021
No
AG4156
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
04 Feb 2020 - 28 Sep 2021
No
AG4156
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Jul 2014 - 02 Aug 2015
No
AG4156
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Jul 2014 - 02 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
