Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HORNG, PETER CHIH-YUAN
Chinese Name of Relevant Individual
HKMA Registration Number
AG4182
Other HKMA Registration Number(s)
AH0479
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
24 Aug 2022 - 29 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2017 - 29 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jul 2017 - 29 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jan 2016 - 24 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jan 2016 - 24 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 9: asset management
Effective Period
28 Jan 2016 - 07 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2014 - 16 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2014 - 16 Dec 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HORNG, PETER CHIH-YUAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG4182
:
Other HKMA Registration Number(s)
AH0479
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0479
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 15 Nov 2025
No
AH0479
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 15 Nov 2025
No
AH0479
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
24 Aug 2022 - 29 Jul 2025
No
AH0479
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jul 2017 - 29 Jul 2025
No
AH0479
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Jul 2017 - 29 Jul 2025
No
AH0479
UBS AG
Type 1: dealing in securities
28 Jan 2016 - 24 May 2017
No
AH0479
UBS AG
Type 4: advising on securities
28 Jan 2016 - 24 May 2017
No
AH0479
UBS AG
Type 9: asset management
28 Jan 2016 - 07 Dec 2016
No
AG4182
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Jul 2014 - 16 Dec 2015
No
AG4182
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Jul 2014 - 16 Dec 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.