Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POON, YEE YAN
Chinese Name of Relevant Individual
潘懿珚
HKMA Registration Number
AG4183
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Apr 2016 - 11 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Apr 2016 - 11 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2015 - 02 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jun 2015 - 02 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2014 - 27 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POON, YEE YAN
:
Chinese Name of Relevant Individual
潘懿珚
:
HKMA Registration Number
AG4183
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4183
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Apr 2016 - 11 Jun 2017
No
AG4183
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Apr 2016 - 11 Jun 2017
No
AG4183
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Jun 2015 - 02 Mar 2016
No
AG4183
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Jun 2015 - 02 Mar 2016
No
AG4183
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
24 Jul 2014 - 27 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.